Key Responsibilities
- Maintain accurate and complete client records in the designated system, ensuring timely updates.
- Conduct regular audits to verify the accuracy, completeness, and consistency of client information in the database.
- Coordinate with relevant departments to carry out daily client acceptance and continuance procedures.
- Perform internal background checks on new and existing clients to ensure compliance with risk and independence policies.
- Conduct monthly monitoring to verify the completeness and accuracy of client records in the system.
- Ensure all active clients in the system comply with independence and risk requirements.
- Serve as a point of contact for queries related to independence and risk management from teams across the organization.
- Provide timely and accurate guidance based on internal risk management and independence policies.
- Assist in delivering training sessions and communications related to new or updated risk and independence procedures and policies.
Requirements
- Bachelor’s degree in Accounting, Finance, Business Administration, Law, or a related field.
- Associate level: Minimum 1–2 years of relevant experience (internships or entry-level compliance roles will be considered).
- Senior Associate level: Minimum 2–3 years of relevant experience in risk management, compliance, audit, or professional services.
- Experience in client due diligence, AML, or data integrity work is highly desirable.
- Strong attention to detail and ability to manage sensitive data with discretion.
- Excellent analytical and research skills.
- Effective communication and interpersonal skills, with the ability to work across different teams.
- Proficient in Microsoft Excel, data systems, and compliance tracking tools.
- Self-motivated, proactive, and able to manage time effectively in a dynamic environment.
How to Apply
Submit your application through the Careers Application Form on this page.
